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August 3, 2017

The Cost of Regulation on Small-cap Companies

The scandals of major corporations like Enron and others in the banking industry caused a significant tightening up of regulations in the securities industry. As a result, large corporations scrambled to keep pace with new expectations for compliance. Fortunately, they…

July 19, 2017

What Constitutes Board Director Misconduct?

When board directors behave badly, the consequences for the board director and the organization can be swift, severe and long-lasting. Misconduct by board directors can be intentional or unintentional, and sometimes it’s difficult to tell the difference. When someone perceives…

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